On this page you will find the current version of the Code of Conduct in a marked up version showing the changes that will come into effect from 1st January 2025.

The changes to the Code of Conduct gave rise to some consequential amendments to subsidiary Codes that are part of the overall Handbook. Tracked change versions of those Codes are also set out below.

Click on the title of the Code to see it in full. 

The Code of Conduct

Current (old) Code of Conduct showing changes coming into effect 1st January 2025

Clean version of the new Code of Conduct with effect from 1st January 2025

Subsidiary Codes showing consequential amendments - clean versions coming into effect on 1st January 2025

Accounts Code with tracked changes - Accounts Code version in effect from 1 January 2025

Acting for Lenders Code with tracked changes - Acting for Lenders Code version in effect from 1 January 2025

AML and CTF Code with tracked changes - AML and CTF Code version in effect from 1 January 2025

New Business Arrangements Code - New Business Arrangements Code version in effect from 1 January 2025

Complaints Code with tracked changes - Complaints code version in effect from 1 January 2025

Conflicts of Interest Code with tracked changes - Conflicts of Interest Code version in effect from 1 January 2025

Dealing with Non-Authorised-Persons Code with tracked changes - Dealing with Non Authorised Persons Code version in effect from 1 January 2025

Disclosure of Profits and Advantages Code with tracked changes - Disclosure of Profits and Advantages Code version in effect from 1 January 2025

Estimates and Terms of Engagement Code with tracked changes - Estimates and Terms of Engagement Code version in effect from 1 January 2025 

Equality Code with tracked changes - Equality-Code version in effect from 1 January 2025

Insurance Intermediaries Code with tracked changes - Acting as Ancillary Insurance Intermediaries Code version in effect from 1 January 2025

Licensed Body ABS Code with tracked changes - Licensed Body ABS Code version in effect from 1 January 2025

Management-and-Supervision-Arrangements-Code with tracked changes - Management and Supervision Arrangements version in effect from 1 January 2025

Notification Code with tracked changes - Notification Code version in effect from 1 January 2025

Professional Indemnity Insurance Code with tracked changes - Professional Indemnity Insurance Code Notification Code version in effect from 1 January 2025

Recognised Body Code with tracked changes - Recognised-Body-Code Notification Code version in effect from 1 January 2025

Transaction Files Code with tracked changes - Transaction Files Code Notification Code version in effect from 1 January 2025

Undertakings Code with tracked changes - Undertakings Code Notification Code version in effect from 1 January 2025