Such as:

• Any Civil Proceedings
• Any Court Judgement
• A Caution or Warning in relation to a Criminal Offence
• Conviction or Sanction involving Dishonesty or Deception
• Conviction for an Offence in a Court in the UK or elsewhere

Such as:

• Being in breach of the Companies Acts or the Insolvency Act
• Insolvency Proceedings
• Bankruptcy
• Debt Relief Order

• Company Voluntary Arrangement (CVA)
• County Court Judgment (CCJ)  
• Fines and Costs Liabilities arising from Disciplinary or Enforcement Proceedings

Should the practice or individual become the subject of:

• Disciplinary Investigation, Proceedings or Order; or when they become aware of circumstances which might give rise to disciplinary proceedings being instituted against a BOOM, Registered Manager, HoLP, HoFA, MLRO

• Disciplinary Investigation, Proceedings, or Order;  or when they become aware of circumstances which might give rise to disciplinary proceedings being instituted against a related Company to the CLC Practices, such as a Company connected by common ownership or management, through any individual authorised by the CLC as a BOOM, Registered Manager, HoLP, HoFA or MLRO of the CLC Practice

• Disqualification under Section 99 of the Legal Services Act (2007)
• Proceedings under Section 43 of the Solicitors Act (1974)

  (Where a person who is or was [employed or remunerated by a solicitor in connection with his practice] but is not themselves a solicitor)